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Object relations theory is a psychodynamic theory within psychoanalytic psychology. The theory explicates the dynamic process of developing a mind as one grows in relation to real others in the environment. The "objects" being referred to in the title of the theory are both real others in one's world, and one's internalized images of others. Object relationships are initially formed during early interactions with the primary care givers. These early patterns can be altered with experience, but often continue to exert a strong influence throughout life. The term "object relations theory" was formally coined by Ronald Fairbairn in 1952, but the line of thought being referred to was active in shaping psychoanalysis from 1917 onwards. Object relations theory was actively pioneered throughout the 1940s and 50s by British psychologists Ronald Fairbairn, Melanie Klein, Donald Winnicott, Harry Guntrip, and others.
Objects are initially comprehended in the infant mind by their functions and are termed "part objects." The breast that feeds the hungry infant is the "good breast." The hungry infant that finds no breast is in relation to the "bad breast." Through repeated experience, internal objects are formed by the patterns emerging in one's subjective experience of the care taking environment. These internalized images may or may not be accurate representations of the actual, external others. With a "good enough" "facilitating environment" part object functions eventually transform into a comprehension of whole objects, which corresponds with the ability to tolerate ambiguity and to see that both the "good" and the "bad" breast are a part of the same "mummy."
While Fairbairn coined the term "object relations," Melanie Klein's work tends to be most commonly identified with the terms "object relations theory" and "British object relations," at least in contemporary North America. Freud originally identified people in a subject's environment with the term "object" to identify people as the object of drives. Fairbairn took a radical departure from Freud by positing that humans were not seeking satisfaction of the drive, but actually seek the satisfaction that comes in relation to real others. Klein and Fairbairn were working along similar lines, but unlike Fairbairn, Klein always held that she was not departing from Freudian theory, but simply elaborating early developmental phenomena consistent with Freudian theory. Within the London psychoanalytic community, a conflict of loyalties took place between Klein and object relations theory (sometimes referred to as "id psychology") , and Anna Freud and ego psychology. In America, Anna Freud dominated American psychoanalysis in 1940s, 1950s, and 1960s. American ego psychology was furthered in the works of Hartmann, Kris, Loewenstein, Rapaport, Erikson, Jacobson, and Mahler. In London, those who refused to choose sides were termed the "middle school," whose members included Michael Balint and Winnicott. The strong animosity in England between the school of Anna Freud and that of Melanie Klein was transplanted to the US, where the Anna Freud group dominated totally until the 1970s. Until the 1970s, few American psychoanalysts were influenced by the thinking of Melanie Klein.
Fairbairn revised much of Freud's model of the mind. He identified how people who were abused as children internalize that experience. Fairbairn's "moral defense" is the tendency seen in survivors of abuse to take all the bad upon themselves, each believing he is morally bad so his caretaker can be regarded as good. This is a use of splitting as a defense to maintain an attachment relationship in an unsafe world.
Kleinian object relations theory
Klein termed the psychological aspect of instinct unconscious phantasy (deliberately spelled with 'ph' to distinguish it from the word 'fantasy'). Phantasy is a given of psychic life which moves outward towards the world. These image-potentials are given a priori with the drives and eventually allow the development of more complex states of mental life. Unconscious phantasy in the infant’s emerging mental life is modified by the environment as the infant has contact with reality.
From the moment the infant starts interacting with the outer world, he is engaged in testing his phantasies in a reality setting. I want to suggest that the origin of thought lies in this process of testing phantasy against reality; that is, that thought is not only contrasted with phantasy, but based on it and derived from it.:45
The role of unconscious phantasy is essential in the development of a capacity for thinking. In Bion's terms, the phantasy image is a preconception that will not be a thought until experience combines with a realization in the world of experience. The preconception and realization combine to take form as a concept that can be thought. The classic example of this is the infant’s observed rooting for the nipple in the first hours of life. The instinctual rooting is the preconception. The provision of the nipple provides the realization in the world of experience, and through time, with repeated experience, the preconception and realization combined to create the concept. Mental capacity builds upon previous experience as the environment and infant interact.
The first bodily experiences begin to build up the first memories, and external realities are progressively woven into the texture of phantasy. Before long, the child's phantasies are able to draw upon plastic images as well as sensations—visual, auditory, kinæsthetic, touch, taste, smell images, etc. And these plastic images and dramatic representations of phantasy are progressively elaborated along with articulated perceptions of the external world. With adequate care, the infant is able to tolerate increasing awareness of experience which is underlain by unconscious phantasy and leads to attainment of consecutive developmental achievements, "the positions" in Kleinian theory.
[Projection] helps the ego to overcome anxiety by ridding it of danger and badness. Introjection of the good object is also used by the ego as a defense against anxiety. . . .The processes of splitting off parts of the self and projecting them into objects are thus of vital importance for normal development as well as for abnormal object-relation. The effect of introjection on object relations is equally important. The introjection of the good object, first of all the mother’s breast, is a precondition for normal development . . . It comes to form a focal point in the ego and makes for cohesiveness of the ego. . . . I suggest for these processes the term ‘projective identification’.:6-9Klein imagined this function as a defense which contributes to the normal development of the infant, including ego structure and the development of object relations. The introjection of the good breast provides a location where one can hide from persecution, an early step in developing a capacity to self-soothe.
Ogden identifies four functions that projective identification may serve. As in the traditional Kleinian model, it serves as a defense. Projective identification serves as a mode of communication. It is a form of object relations, and “a pathway for psychological change.”:21 As a form of object relationship, projective identification is a way of relating with others who are not seen as entirely separate from the individual. Instead, this relating takes place “between the stage of the subjective object and that of true object relatedness”.:23
The paranoid-schizoid and depressive positions of Kleinian theory occur in the pre-oedipal, oral phase of development. The positions, underlain by unconscious phantasy, are stages in the normal development of ego and object relationships, each with its own characteristic defenses and organizational structure.
In contrast to Fairbairn and later Guntrip, Klein believed that both good and bad objects are introjected by the infant, the internalization of good object being essential to the development of healthy ego function.:4 Klein conceptualized the depressive position as “the most mature form of psychological organization” which continued to develop throughout the life span.:11
The depressive position occurs during the second quarter of the first year.:14 Prior to that the infant is in the paranoid-schizoid position, which is characterized by persecutory anxieties and the mechanisms of splitting, projection, introjection, and omnipotence—which includes idealizing and denial—to defend against these anxieties.:7 Depressive and paranoid-schizoid modes of experience continue to intermingle throughout the first few years of childhood.
The paranoid-schizoid position is characterized by part object relationships. Part objects are a function of splitting, which takes place in phantasy. At this developmental stage, experience can only be perceived as all good or all bad. As part objects, it is the function that is identified by the experiencing self, rather than whole and autonomous others. The hungry infant desires the good breast who feeds it. Should that breast appear, it is the good breast. If the breast does not appear, the hungry and now frustrated infant in its distress, has destructive phantasies dominated by oral aggression towards the bad, hallucinated breast.:5
Klein notes that in splitting the object, the ego is also split.:6 The infant who phantasies destruction of the bad breast is not the same infant that takes in the good breast, at least not until obtaining the depressive position, at which point good and bad can be tolerated simultaneously in the same person and the capacity for remorse and reparation ensue.
The anxieties of the paranoid schizoid position are of a persecutory nature, fear of the ego’s annihilation.:33 Splitting allows good to stay separate from bad. Projection is an attempt to eject the bad in order control through omnipotent mastery. Splitting is never fully effective, according to Klein, as the ego tends towards integration.:34
Klein saw the depressive position as an important developmental milestone that continues to mature throughout the life span. The splitting and part object relations that characterize the earlier phase are succeeded by the capacity to perceive that the other who frustrates is also the one who gratifies. Schizoid defenses are still in evidence, but feelings of guilt, grief, and the desire for reparation gain dominance in the developing mind.
In the depressive position, the infant is able to experience others as whole, which radically alters object relationships from the earlier phase.:3 “Before the depressive position, a good object is not in any way the same thing as a bad object. It is only in the depressive position that polar qualities can be seen as different aspects of the same object.”:37 Increasing nearness of good and bad brings a corresponding integration of ego.
The infant becomes aware of separateness from the mother, which Grotstein terms the primal split.:39 This awareness allows guilt to arise in response to the infant’s previous aggressive phantasies when bad was split from good. The mother’s temporary absences allow for continuous restoration of her “as an image of representation” in the infant mind.:39 Symbolic thought may now arise, and can only emerge once access to the depressive position has been obtained. With the awareness of the primal split, a space is created in which the symbol, the symbolized, and the experiencing subject coexist. History, subjectivity, interiority, and empathy all become possible.:14
The anxieties characteristic of the depressive position shift from a fear of being destroyed to a fear of destroying others. In fact or phantasy, one now realizes the capacity to harm or drive away a person who one ambivalently loves. The defenses characteristic of the depressive position include the manic defenses, repression and reparation. The manic defenses are the same defenses evidenced in the paranoid-schizoid position, but now mobilized to protect the mind from depressive anxiety. As the depressive position brings about an increasing integration in the ego, earlier defenses change in character, becoming less intense and allow increasing awareness of psychic reality.:73
In working through depressive anxiety, projections are withdrawn, allowing the other more autonomy, reality, and a separate existence.:16 The infant, whose destructive phantasies were directed towards the bad mother who frustrated, now begins to realize that bad and good, frustrating and satiating, it is always the same mother. Unconscious guilt for destructive phantasies arises in response to the continuing love and attention provided by caretakers.
[As] fears of losing the loved one become active, a very important step is made in the development. These feelings of guilt and distress now enter as a new element into the emotion of love. They become an inherent part of love, and influence it profoundly both in quality and quantity.:65From this developmental milestone come a capacity for sympathy, responsibility to and concern for others, and an ability to identify with the subjective experience of people one cares about.:65-66 With the withdrawal of the destructive projections, repression of the aggressive impulses takes place.:72-73. The child allows caretakers a more separate existence, which facilitates increasing differentiation of inner and outer reality. Omnipotence is lessened, which corresponds to a decrease in guilt and the fear of loss.:16
When all goes well, the developing child is able to comprehend that external others are autonomous people with their own needs and subjectivity.
Previously, extended absences of the object (the good breast, the mother) was experienced as persecutory, and, according to the theory of unconscious phantasy, the persecuted infant phantisizes destruction of the bad object. The good object who then arrives is not the object which did not arrive. Likewise, the infant who destroyed the bad object is not the infant who loves the good object.
In phantasy, the good internal mother can be psychically destroyed by the aggressive impulses. It is crucial that the real parental figures are around to demonstrate the continuity of their love. In this way, the child perceives that what happens to good objects in phantasy does not happen to them in reality. Psychic reality is allowed to evolve as a place separate from the literalness of the physical world.
Through repeated experience with good enough parenting, the internal image that the child has of external others, that is the child's the internal object is modified by experience and the image transforms, merging experiences of good and bad which becomes more similar to the real object (eg. the mother, who can be both good and bad). In Freudian terms, the pleasure principle is modified by the reality principle.
Melanie Klein saw this surfacing from the depressive position as a prerequisite for social life. Moreover, she viewed the establishment of an inside and an outside world as the start of interpersonal relationships.
Klein argued that people who never succeed in working through the depressive position in their childhood will, as a result, continue to struggle with this problem in adult life. For example: the cause that a person may maintain suffering from intense guilt feelings over the death of a loved one, may be found in the unworked- through depressive position. The guilt is there because of a lack of separation between inside and outside and also as a defense mechanism to defend the self against unbearable feelings of intense sadness and sorrow and subsequently the internal object against the unbearable rage of the self, which can destroy the (internal) object forever.
Further thinking regarding the positions
Wilfred Bion articulates the dynamic nature of the positions. Ogden emphasizes this point. James Grotstein and Thomas Ogden have continued to explore early infantile states of mind, and incorporating the work of Donald Meltzer, Ester Bick and others, postulate a position preceding the paranoid-schizoid. Grotstein, following Bion, also hypothesizes a transcendent position which emerges following attainment of the depressive position. This aspect of both Ogden and Grotstein's work remains controversial for many within classical object relations theory.
Sigmund Freud developed the concept object relation to describe or emphasize that bodily drives satisfy their need through a medium, an object, on a specific locus. The central thesis in Melanie Klein's object relations theory was that objects play a decisive role in the development of a subject and can be either part-objects or whole-objects, i.e. a single organ (a mother's breast) or a whole person (a mother). Consequently both a mother or just the mother's breast can be the locus of satisfaction for a drive. Furthermore, according to traditional psychoanalysis, there are at least two types of drives, the libido (mythical counterpart: Eros), and the death drive (mythical counterpart: Thanatos). Thus, the objects can be receivers of both love and hate, the affective effects of the libido and the death drive.
Object relations psychotherapy
Object relations therapy remains rooted in the psychoanalytic tradition. Many therapies have evolved through time, and many clinicians use object relations theory to inform their work without naming their therapy anything beyond psychodynamic or psychoanalytic psychotherapy.
In traditional Kleinian analysis, interpretation is aimed at the patient's deepest anxiety. Constant with Freudian analysis, the transference also remains central to the treatment, as transference phenomena is that tendency to project one's experience of people in the past (inner objects) onto situations in the present.
The therapist pays attention to ways in which the patient projects previous object relationships into the present interactions with the therapist. Most therapies incorporate aspects of object relations theory when they conceptualize the therapy as helping the patient resolve the pathological qualities of past relationships through the corrective emotional experience of real relationship between therapist and patient.
This re-experiencing of such vital object relational issues as intimacy, control, loss, transparency, dependency/autonomy, and trust represents the primary curative influence. While some interpretation and confrontation may be involved, the "working through" of the original pathological components of the patient's emotional world and the objects in it is the primary therapeutic goal.
Object relations theory lends itself well to work with personality pathologies and primitive mental states.
Many theorists have continued to expand and elaborate the theory and applications of object relations theory. James Masterson has developed the "Mastersonian" approach, which is helpful in working with personality structure. Many find his delineations of personality structure vary from the main stream, but those trained in his approach find it both helpful and effective.
Two analysts, James F. Masterson and Otto Kernberg, are considered the American pioneers of Object Relations Therapy. While the more technical aspects of their theories of personality development and psychotherapy differ significantly, they share the core tenets of providing a safe, caring environment in the relationship while resisting the patient's unconscious attempt to draw the therapist into the same patterns of relationship as the ones that constitute the patient's distorted dynamic interactions with significant others. One frequently enacted process that serves as an example of this is the way in which the therapist encourages independence and development of a more autonomous sense of self (ego) but, at the same time, nurtures the establishment of intimacy and trust (interdependence rather than dependence or avoidance in relationships). This can be a very difficult task in that the therapist must provide acceptance and validation but, simultaneously, set and maintain limits in the relationship as well as limits to the client's behavior in his/her role as a "healthy" object.
Continuing developments in the theory
Attachment theory, researched by John Bowlby and others, has continued to deepen our understanding of early object relationships. While a different strain of psychoanalytic theory and research, the findings in attachment studies have continued to support the validity of the developmental progressions described in object relations. Recent decades in developmental psychological research, for example on the onset of a "theory of mind" in children, has suggested that the formation of the mental world is enabled by the infant-parent interpersonal interaction which was the main thesis of British object-relations tradition (e.g. Fairbairn, 1952).
- ↑ Fairbairn, W.R.D., (1952). Psychoanalytic Studies of the Personality. London: Routledge and Kegan Paul, 1981.
- ↑ Ogden, T. (2005). This Art of Psychoanalysis: Dreaming undreamt dreams and interrupted cries. NY: Routledge. (p. 27).
- ↑ Mitchell, Stephen A. (1997). Influence and Autonomy in Psychoanalysis, 101, New York, NY: Routledge.
- ↑ 4.0 4.1 4.2 4.3 Segal, Hanna (1981). The work of Hanna Segal: A Kleinian approach to clinical practice, New York, NY: Jason Aronson.
- ↑ Bion, W. (1962) "A theory of thinking". In Second thoughts: Selected papers on psycho-analysis (pp. 111–119). London: Karnac. 1967
- ↑ Bion, W. (1977). Two papers: The grid and caesura. Karnac: London.
- ↑ Ogden, T. (1990). The matrix of the mind: Object relations and the psychoanalytic dialogue. Lanham, MD: Aronson.
- ↑ Isaacs, S. (1948). "The Nature and Function of Phantasy". International Journal of Psycho-Analysis, v. 29, pp. 73–98 . Retrieved December 17, 2007 from PEP Archive.
- ↑ 9.0 9.1 9.2 9.3 9.4 9.5 9.6 9.7 9.8 9.9 Klein, Mélanie (1946), "Notes on some schizoid mechanisms", Envy and gratitude and other works 1946-1963, Hogarth Press and the Institute of Psycho-Analysis (published 1975), ISBN 9780029184400
- ↑ 10.0 10.1 10.2 Ogden, Thomas H. (1977). Projective Identification and Psychotherapeutic Technique, Lanham, MD: Jason Aronson.
- ↑ Guntrip, H. (1975). Schizoid phenomena, object relations and the self. Madison, CT: International Universities Press. p. 21.
- ↑ 12.0 12.1 Ogden, Thomas H. (1989). The primitive edge of experience, Northvale, NJ: Jason Aronson..
- ↑ 13.0 13.1 13.2 Grotstein, James S. (1981). Splitting and projective identification, New York, NY: Jason Aronson.
- ↑ 14.0 14.1 Klein, Mélanie (1952), "Some theoretical conclusions regarding he emotional life of the infant", Envy and gratitude and other works 1946-1963, Hogarth Press and the Institute of Psycho-Analysis (published 1975), ISBN 9780029184400
- ↑ 15.0 15.1 Klein, Mélanie; Riviere, Joan (1964) "Love, guilt, and reparation" Love, Hate, and ReparationNew York, NY: NortonISBN 9780393002607
References and further reading
- Fairbairn, W. R. D., (1952). An Object-Relations Theory of the Personality. New York: Basic Books.
- Gomez, L. (1997). An Introduction to Object Relations Theory. London: Free Association Press. ISBN 1-85343-347-0
- Masterson, James F. (1988). The Search for the Real Self. ISBN 0-02920-291-4
- Mitchell, S.A., & Black, M.J. (1995). Freud and beyond: A history of modern psycho analytic thought. Basic Books, New York. ISBN 9780465014057
- Anaclitic depression
- Attachment behavior
- Attachment theory
- Childhood development
- Emotional development
- Family therapy
- Jointness (psychodynamics)
- Psychoanalytic theory
- Psychosocial development
- Self psychology
- Separation individuation
- Transference focused psychotherapy
- Transitional objects
- Otto Rank
- Melanie Klein
- Ronald Fairbairn
- D. W. Winnicott
- Wilfred Bion
- Ignacio Matte Blanco
- John Bowlby
- Object Relations Theory, Psychology Department, Sonoma State University
- Object Relations Theory and Therapy
- Melanie Klein Obituary
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